Train, Babcock Advisors, LLC

Our Mission:

The mission of Train, Babcock Advisors is to make capital grow through long term equity ownership of exceptional companies and to minimize its erosion by inflation, taxes, and other claims.

Hallmarks
Train, Babcock has two distinguishing hallmarks: the depth of our in-house equity research and the strength of our financial planning and family office services. We provide:

This combination is rarely available today, but we believe that it is critical to the achievement of our mission.

Background and Management
Established in 1959 as a registered investment adviser, Train, Babcock Advisors LLC focuses on the special needs of a select client base of 200 families and individuals and manages over $600 million in assets. The firm is owned by its senior professionals and its founder John Train.

Important Consumer Disclosure
Train, Babcock Advisors LLC ("Train, Babcock") is an SEC registered investment adviser located in New York City, New York. Train, Babcock and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Train, Babcock maintains clients. Train, Babcock may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Train, Babcock’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Train, Babcock’s web site on the Internet should not be construed by any consumer and/or prospective client as Train, Babcock’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Train, Babcock with a prospective client shall be conducted by a representative that is either registered or qualifies for an exception or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Train, Babcock, please contact the SEC or the state securities law administrators for those states in which Train, Babcock maintains a notice filing. A copy of Train, Babcock’s current written disclosure statement discussing Train, Babcock’s business operations, services, and fees is available from Train, Babcock upon written request. Train, Babcock does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by an unaffiliated third party, whether linked to Train, Babcock’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.